Pragmatic support, hands-on and regular, our goal is to be part of your team
With long standing and loyal clients, we are one of the oldest compliance consultancies, founded in 1996 to provide pragmatic, hands-on support for FCA regulated firms
We are proud of a proven track record of delivering consistently high standards – don’t just take our word for it; see what our clients say
Family, Comedy, World Cuisine, Sport and Travel
Gossip and lack of common sense
“Anticipation of FCA requirements and transparent presentation of your methods is fundamental to maintaining a compliant business.”
Family, Rugby Union, Dogs, Travel (although not necessarily in that order!)
Intolerance, Self-Interest, Traffic Jams
“Compliance is a by-product of a high quality process”
“Stop thinking “compliance” start thinking “do the right things right””
Great food, cooking, music, skiing, France
Intolerance, incompetence, broccoli
“Compliance is fun –
it doesn’t have to be scary or boring”
Family, Ethel (dog), cooking, travel, fishing, rugby
Office politics, football and Jeremy Paxman!
Live music, food and travel
People living life through a phone screen
“Plan it, do it, don’t ignore it because it won’t go away”
Family, Football and David Bowie’s music
Dishonesty and fraud
“Plan and work hard”
“Embrace change and Technology to help you work smarter not longer.”
Family, Keeping Fit & Healthy, Travel, Sport
Constant moaning, rude and arrogant people
“Change is constant – embrace it”
Family life, sport, music and travelling
Small-mindedness
Family, Community Church, NUFC, Static Caravan in the wilds of Northumberland to escape the aforementioned every now and then
Queues, Automated Answering Services
Family, Friends, Beach Walks and Travel
None…
“Plan to be compliant and you will be”