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"Shining a light on
compliance
"
Our speciality is
Compliance
We work with you to design the most appropriate service for your needs
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Hands on compliance
Section 166 and Regulatory Reviews
Audit and Health Checks
Regulatory Visit Preparation
File Checking & Past Business Reviews
Beautiful Reports

Create beautiful highly personalised and consistent reports, increase client engagement, and enhance your corporate image.

Latest News Article
FCA – Update on SMR and CF (AR) applications

Approvals are currently taking longer than normal.

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No short term solutions or false promises

Best Practice, Business Processes, Risk Management, Corporate Governance

These are our mantras – compliance is an inevitable by-product

Your success is our success

ATEB Compliance branded car

Services

ATEB means ‘Answers’.
Unlike many consultancies, we don’t hide behind a plethora of rules but provide in-depth and detailed answers. Our range of services are tailored to your needs, built around regular contact with a dedicated consultant.
A tangible service for a transparent cost.
Hands on compliance

Hands on compliance

Our core and most popular service. 

We don’t simply report and run and leave you to get on with it, but work with you to implement solutions through regular and dedicated hands-on support.

Section 166 and Regulatory Reviews

Section 166 and Regulatory Reviews

Having undertaken numerous S166 and regulatory reviews, we appreciate that empathy is the key to unlocking what is often a daunting experience. 

Audit and Health Checks

Audit and Health Checks

An auditing system that can focus on specific areas of concern like PROD or SM&CR, or an all-encompassing audit of your compliance regime.

Report Writing Software

Report Writing Software

Industry leading suitability report writing software that can be fully tailored to reflect your style, content and brand. 

Supervisory Training

Supervisory Training

ATEB provides training for level 1 Core Supervisory Skills and level 2 Advanced Supervisory Skills.

Regulatory Visit Preparation

Regulatory Visit Preparation

When the FCA come knocking, it’s best to be prepared. We can provide a regulatory shoulder to lean on.

E-Compliance

E-Compliance

This is out lighter touch support service providing access to detailed toolkits, dedicated online workspace, remote support, detailed FAQs and bolt on services.

Bespoke Project Work

Bespoke Project Work

Compliance should be a by-product of a well thought through and controlled process. We specialise in design and implementation of bespoke solutions to manage regulatory risk.

File Checking

File Checking

Our consultants conduct detailed file checks covering all products from straightforward investments to complex defined benefit pension transfers, with comprehensive, multi page feedback.

Online Training and Webinars

Online Training and Webinars

We are developing a series of modularised online training courses, mostly covering advisory skills training and assessment.

FCA Applications

FCA Applications

If you are applying to the FCA for Part IV permissions or Variations of Permissions, we can help.

Trusted by regulatory firms across the UK

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Suitability with Style

Sign up for a 14 day free trial of the the most advanced suitability report writing software in the industry

Contact Us

We’d love to hear from you. Whether it is a simple question or a valuable suggestion, we are here 24/7. You can call us by phone or email us directly.

Evolve Business Centre,
Cygnet Way,
Houghton le Spring
DH4 5QY

Some news for you

FCA – Certification Regime considerations for all firms – Annual Certification

FCA – Certification Regime considerations for all firms – Annual Certification

Make sure you meet the SM&CR deadlines.
Compliance
FCA – Update on SMR and CF (AR) applications

FCA – Update on SMR and CF (AR) applications

Approvals are currently taking longer than normal.
Compliance
Third FCA COVID survey imminent

Third FCA COVID survey imminent

For information.
Compliance
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update

SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update

Updates to be aware of ...
Compliance
2021 New Year reminders!

2021 New Year reminders!

It is 2021 and changes are afoot ...
Compliance

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